Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
2015 Restricted Stock Units 490 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
2015 Restricted Stock Units 3,703 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2016 Restricted Stock Units 1,419 N/A N/A
Option
NEWKIRK CHRISTOPHER T officer: Pres,Small Bus, Intl &..
2017 Restricted Stock Units 1,253 $99.52 $124,699
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 38,214 N/A N/A
Option
WASSMER MICHAEL J officer: President, Card
Common Stock 15,216 $74.64 $1,135,722
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 13,013 $74.64 $971,290
Option
WASSMER MICHAEL J officer: President, Card
2017 Restricted Stock Units 2,349 $99.52 $233,772
Option
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
2017 Restricted Stock Units 2,128 $99.52 $211,779
Option
SLOCUM MICHAEL officer: President, Commercial ..
2015 Restricted Stock Units 3,576 N/A N/A
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 17,356 $74.64 $1,295,452
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
2015 Restricted Stock Units 3,721 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
2017 Restricted Stock Units 2,307 $99.52 $229,593
Option
BORGMANN KEVIN S. officer: Senior Advisor to the ..
Common Stock 17,516 $74.64 $1,307,394
Option
COOPER MATTHEW W officer: General Counsel
2015 Restricted Stock Units 519 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 16,501 $74.64 $1,231,635
Option
WASSMER MICHAEL J officer: President, Card
2016 Restricted Stock Units 2,732 $99.52 $271,889
Option
BERSON JORY A officer: Chief Human Resources ..
2016 Restricted Stock Units 3,120 $99.52 $310,502
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 18,962 $74.64 $1,415,324
Option
SANJIV YAJNIK officer: President, Financial S..
2016 Restricted Stock Units 3,565 $99.52 $354,789
Option
EDER NOELLE K officer: Chief Card Cust. Exp. ..
Common Stock 9,897 $74.64 $738,712
Option
SANJIV YAJNIK officer: President, Financial S..
2017 Restricted Stock Units 2,708 $99.52 $269,500
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2016 Restricted Stock Units 384 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
2017 Restricted Stock Units 283 $104.72 $29,636
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 667 $52.36 $34,924
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 64,292 $105.06 $6,754,518
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 185,202 $105.08 $19,461,582
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 185,202 $18.28 $3,385,493
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 185,202 $18.28 $3,385,493
Sale
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $105.41 $31,623,900
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Stock Options 300,000 $18.28 $5,484,000
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 300,000 $18.28 $5,484,000
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 10,086 $105 $1,059,030
Option
SLOCUM MICHAEL officer: President, Commercial ..
Stock Options 27,818 $56.32 $1,566,710
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 27,818 $56.32 $1,566,710
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 27,818 $56.32 $1,566,710
Option
HACKETT ANN F director
Common Stock 6,361 $16.93 $107,692
Option
HACKETT ANN F director
Stock Options 6,361 $16.93 $107,692
Sale
HACKETT ANN F director
Common Stock 6,361 $16.93 $107,692
Sale
WARNER BRADFORD H director
Common Stock 3,000 $99.75 $299,250
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Stock Options 56,624 $48.28 $2,733,807
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 47,729 $99.61 $4,754,047
Option
WARNER BRADFORD H director
Common Stock 3,000 $16.93 $50,790
Option
WARNER BRADFORD H director
Stock Options 3,000 $16.93 $50,790
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 56,624 $48.28 $2,733,807
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 156,278 $100 $15,627,800
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 60,965 $51.04 $3,111,349
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 26,405 $48.28 $1,274,833
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 22,450 $56.32 $1,264,384
Option
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 26,405 $48.28 $1,274,833

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.