Capital One Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 72,683 $48.28 $3,509,135
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 65,477 $84 $5,500,068
Sale
SCHNEIDER RYAN M. officer: President, Card
Common Stock 2,791 $80.41 $224,424
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 3,773 $79.7 $300,708
Sale
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 10,000 $79.52 $795,200
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 7,630 $78.71 $600,557
Option
SANJIV YAJNIK officer: President, Financial S..
Stock Options 7,630 $78.71 $600,557
Sale
SANJIV YAJNIK officer: President, Financial S..
Common Stock 7,630 $78.71 $600,557
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,000 $51.01 $459,090
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Sale
HACKETT ANN F director
Common Stock 1,840 $77.71 $142,986
Option
HACKETT ANN F director
Common Stock 1,840 $77.71 $142,986
Option
HACKETT ANN F director
Stock Options 1,840 $77.71 $142,986
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 73,955 $65.48 $4,842,204
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 73,955 $65.48 $4,842,204
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 8,121 $50.01 $406,131
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 73,955 $65.48 $4,842,204
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Stock Options 5,000 $18.28 $91,400
Sale
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 9,240 $49.01 $452,852
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 5,000 $18.28 $91,400
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 54,385 $48.95 $2,662,146
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 63,651 $63.98 $4,072,073
Option
BERSON JORY A officer: Chief Human Resources ..
Stock Options 54,385 $48.95 $2,662,146
Sale
GROSS PATRICK W director
Common Stock 10,000 $16.93 $169,300
Option
GROSS PATRICK W director
Stock Options 10,000 $16.93 $169,300
Option
GROSS PATRICK W director
Common Stock 10,000 $16.93 $169,300
Sale
SLOCUM MICHAEL officer: President, Commercial ..
Common Stock 2,930 $73.5 $215,355
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 1,231 $75.5 $92,941
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Performance Share Units 169,347 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Common Stock 4,403 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Performance Share Units 14,836 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Performance Share Units 11,880 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Performance Share Units 13,160 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Common Stock 13,550 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Performance Share Units 17,139 N/A N/A
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 13,160 N/A N/A
Option
BERSON JORY A officer: Chief Human Resources ..
Performance Share Units 13,550 N/A N/A
Option
SCHNEIDER RYAN M. officer: President, Card
Common Stock 17,139 N/A N/A
Option
FINNERAN JOHN G JR officer: Senior Advisor and Cor..
Common Stock 14,836 N/A N/A
Option
LAPRADE,III FRANK G. officer: Chief Enterprise Srvcs..
Performance Share Units 4,403 N/A N/A
Option
FAIRBANK RICHARD D director, officer: Chairman, CE..
Common Stock 169,347 N/A N/A
Option
ALEXANDER ROBERT M. officer: Chief Information Offi..
Common Stock 11,880 N/A N/A
Sale
BERSON JORY A officer: Chief Human Resources ..
Common Stock 5,491 $75 $411,825
Sale
BLACKLEY RICHARD SCOTT officer: Chief Financial Officer
Common Stock 3,527 $72.28 $254,932
Option
WITTER JONATHAN W. officer: President, Retail Bank..
Restricted Stock Units 6,951 $72.24 $502,140
Option
SANJIV YAJNIK officer: President, Financial S..
Common Stock 12,259 $36.12 $442,795
Option
SLOCUM MICHAEL officer: President, Commercial ..
Restricted Stock Units 5,100 $72.24 $368,424

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.