Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 200 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Restricted Stock Units 200 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 280 N/A N/A Option
SHOUKRY PAUL M officer: CFO and Treasurer officer: CFO and Treasurer
Common Stock 600 N/A N/A Option
OORLOG JONATHAN W JR officer: Senior VP and Controller officer: Senior VP and Controller
Restricted Stock Units 200 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 280 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 7,497 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 300 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 300 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 1,000 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 1,000 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 1,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 1,500 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 1,000 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 1,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,000 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 1,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Restricted Stock Units 1,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 1,000 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 1,500 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 1,500 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 1,500 N/A N/A Sale
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 659 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 2,000 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 1,500 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 1,000 N/A N/A Sale
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 9,200 N/A N/A Sale
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 52,552 N/A N/A Sale
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 47,448 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Employee Stock Option (right to buy) 12,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 12,500 N/A N/A Sale
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 5,700 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Employee Stock Option (right to buy) 12,500 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 12,500 N/A N/A Sale
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 3,178 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 5,000 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 5,000 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Employee Stock Option (right to buy) 800 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 800 N/A N/A Sale
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 1,250 N/A N/A Sale
CARSON JOHN C JR. officer: President officer: President
Common Stock 10,000 N/A N/A Sale
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 9,150 N/A N/A Option
SESHADRI RAJ director director
Restricted Stock Units 1,362 N/A N/A Option
SESHADRI RAJ director director
Common Stock 1,362 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 3,000 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Restricted Stock Units 3,000 N/A N/A Sale
CARSON JOHN C JR. officer: President officer: President
Common Stock 8,222 N/A N/A Sale
CARSON JOHN C JR. officer: President officer: President
Common Stock 6,778 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Employee Stock Option (right to buy) 1,400 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 1,800 N/A N/A