Raymond James Financial
Insider trading & Transactions

Last updated: 4 Dec 2003

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	4 Dec 2003	JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	SAYLER VAN C officer: Senior Vice President officer: Senior Vice President	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..	Employee Stock Option (right to buy)	5,000	N/A	N/A
Option	4 Dec 2003	SHIELDS KENNETH A director director	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..	Employee Stock Option (right to buy)	2,552	N/A	N/A
Option	4 Dec 2003	ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman	Employee Stock Option (right to buy)	8,000	N/A	N/A
Option	4 Dec 2003	ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO	Employee Stock Option (right to buy)	3,000	N/A	N/A
Option	4 Dec 2003	TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..	Employee Stock Option (right to buy)	8,000	N/A	N/A
Purchase	2 Dec 2003	TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman	Common Stock	154	N/A	N/A
Sale	7 Nov 2003	JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..	Common Stock	4,500	N/A	N/A
Sale	5 Nov 2003	JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..	Common Stock	3,700	N/A	N/A
Sale	5 Nov 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Call Option (obligation to sell)	100	N/A	N/A
Sale	4 Nov 2003	JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..	Common Stock	9,000	N/A	N/A
Sale	31 Oct 2003	ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO	Common Stock	2,000	N/A	N/A
Sale	31 Oct 2003	AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..	Common Stock	1,050	N/A	N/A
Sale	31 Oct 2003	BULKLEY JONATHAN A director director	Common Stock	1,000	N/A	N/A
Sale	30 Oct 2003	BULKLEY JONATHAN A director director	Common Stock	2,000	N/A	N/A
Sale	28 Oct 2003	BULKLEY JONATHAN A director director	Common Stock	2,000	N/A	N/A
Sale	24 Oct 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Call Option (obligation to sell)	100	N/A	N/A
Purchase	14 Oct 2003	ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO	Common Stock	7	N/A	N/A
Purchase	14 Oct 2003	AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..	Common Stock	5	N/A	N/A
Sale	8 Sep 2003	JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin	Common Stock	6,938	N/A	N/A
Purchase	3 Sep 2003	TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman	Common Stock	159	N/A	N/A
Sale	3 Sep 2003	TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman	Common Stock	4,950	N/A	N/A
Purchase	2 Sep 2003	SIMMONS HARDWICK director director	Common Stock	4,800	N/A	N/A
Purchase	2 Sep 2003	SIMMONS HARDWICK director director	Common Stock00	200	N/A	N/A
Sale	19 Aug 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Call Option (obligation to sell)	100	N/A	N/A
Sale	18 Aug 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Call Option(obligation to sell)	100	N/A	N/A
Sale	15 Aug 2003	FRANKE THOMAS A officer: Vice Chairman officer: Vice Chairman	Common Stock	10,000	N/A	N/A
Sale	12 Aug 2003	FRANKE THOMAS A officer: Vice Chairman officer: Vice Chairman	Call Option (obligation to sell)	100	N/A	N/A
Sale	12 Aug 2003	JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..	Common Stock	800	N/A	N/A
Sale	31 Jul 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Common Stock	10,000	N/A	N/A
Sale	24 Jul 2003	RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President	Common Stock	5,000	N/A	N/A
Sale	22 Jul 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Common Stock	13,000	N/A	N/A
Sale	22 Jul 2003	TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman	Common Stock	1,500	N/A	N/A
Sale	21 Jul 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Call Options (obligation to sell)	100	N/A	N/A
Sale	21 Jul 2003	SHUCK ROBERT F officer: Vice Chairman officer: Vice Chairman	Common Stock	10,000	N/A	N/A
Sale	21 Jul 2003	SAYLER VAN C officer: Senior Vice President officer: Senior Vice President	Common Stock	5,950	N/A	N/A
Sale	21 Jul 2003	TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman	Common Stock	3,500	N/A	N/A
Purchase	15 Jul 2003	ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO	Common Stock	10	N/A	N/A
Purchase	15 Jul 2003	AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..	Common Stock	5	N/A	N/A
Sale	13 Jun 2003	ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer	Common Stock	7,000	N/A	N/A
Sale	13 Jun 2003	JAMES HUNTINGTON A other: Former Director other: Former Director	Common Stoc	3,000	N/A	N/A
Sale	13 Jun 2003	AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..	Common Stock	1,000	N/A	N/A
Option	12 Jun 2003	BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..	Employee Stock Option (Right to buy)	1,500	N/A	N/A
Option	12 Jun 2003	BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..	Common Stock	1,500	N/A	N/A
Purchase	12 Jun 2003	HABERMEYER H WILLIAM JR director director	Common Stock	500	N/A	N/A

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Insider trading

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Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Raymond James Financial Insider trading & Transactions

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Raymond James Financial
Insider trading & Transactions