Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 3,000 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Restricted Stock Units 3,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 6,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 6,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 3,000 N/A N/A Purchase
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 1,500 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 27,390 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Employee Stock Option (right to buy) 4,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 27,390 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 17,390 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 17,390 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 4,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 19,890 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Employee Stock Option (right to buy) 19,890 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 17,360 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 17,360 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 5,000 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 5,000 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 5,698 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Employee Stock Option (right to buy) 5,698 N/A N/A Sale
CARSON JOHN C JR. officer: President officer: President
Common Stock 5,698 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 4,418 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Employee Stock Option (right to buy) 4,418 N/A N/A Sale
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 2,270 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 3,000 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Restricted Stock Units 3,000 N/A N/A Sale
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 6,600 N/A N/A Sale
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 20,003 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 2,610 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 2,610 N/A N/A Option
STORY SUSAN N director director
Restricted Stock Units 1,580 N/A N/A Option
VON ARENTSCHILDT CHARLES director director
Common Stock 1,580 N/A N/A Option
BROADER SHELLEY G. director director
Restricted Stock Units 1,580 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 1,980 N/A N/A Option
MCGEARY RODERICK C director director
Common Stock 1,580 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 1,580 N/A N/A Option
MCGEARY RODERICK C director director
Restricted Stock Units 1,580 N/A N/A Option
SALTZMAN ROBERT director director
Common Stock 1,980 N/A N/A Option
SALTZMAN ROBERT director director
Restricted Stock Units 1,580 N/A N/A Option
BROADER SHELLEY G. director director
Common Stock 1,980 N/A N/A Option
VON ARENTSCHILDT CHARLES director director
Restricted Stock Units 1,580 N/A N/A Option
ESTY BENJAMIN director director
Common Stock 1,580 N/A N/A Option
ESTY BENJAMIN director director
Restricted Stock Units 1,580 N/A N/A Option
EDWARDS JEFFREY N director director
Common Stock 1,580 N/A N/A Option
EDWARDS JEFFREY N director director
Restricted Stock Units 1,580 N/A N/A Option
STORY SUSAN N director director
Common Stock 1,980 N/A N/A Option
STORY SUSAN N director director
Restricted Stock Units 400 N/A N/A Option
BROADER SHELLEY G. director director
Restricted Stock Units 400 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 640 N/A N/A Option
SALTZMAN ROBERT director director
Common Stock 400 N/A N/A