Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 1,800 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,500 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Employee Stock Option (right to buy) 2,500 N/A N/A Purchase
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 12,542 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 3,880 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 3,880 $51.85 $201,159 Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 3,880 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Employee Stock Option (right to buy) 1,866 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 1,866 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 60 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 60 N/A N/A Option
STORY SUSAN N director director
Restricted Stock Units 1,789 N/A N/A Option
ESTY BENJAMIN director director
Restricted Stock Units 1,789 N/A N/A Option
VON ARENTSCHILDT CHARLES director director
Restricted Stock Units 1,789 N/A N/A Option
DUTKOWSKY ROBERT M director director
Common Stock 1,789 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 2,091 N/A N/A Option
EDWARDS JEFFREY N director director
Common Stock 1,789 N/A N/A Option
BROADER SHELLEY G. director director
Restricted Stock Units 1,789 N/A N/A Option
MCGEARY RODERICK C director director
Common Stock 1,789 N/A N/A Option
MCGEARY RODERICK C director director
Restricted Stock Units 1,789 N/A N/A Option
GATES ANNE director director
Restricted Stock Units 1,789 N/A N/A Option
DUTKOWSKY ROBERT M director director
Restricted Stock Units 1,789 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 2,091 N/A N/A Option
EDWARDS JEFFREY N director director
Restricted Stock Units 1,789 N/A N/A Option
VON ARENTSCHILDT CHARLES director director
Common Stock 1,789 N/A N/A Option
ESTY BENJAMIN director director
Common Stock 1,789 N/A N/A Sale
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 10,800 N/A N/A Option
GATES ANNE director director
Common Stock 1,789 N/A N/A Option
BROADER SHELLEY G. director director
Common Stock 1,789 N/A N/A Sale
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 8,692 N/A N/A Option
STORY SUSAN N director director
Common Stock 1,789 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 60 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 60 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 180 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 180 N/A N/A Sale
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 5,120 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 4,574 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 4,574 $51.85 $237,139 Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 2,500 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 2,500 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 2,500 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 1,802 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 1,802 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 2,155 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 206 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 2,069 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 3,620 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 1,085 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 896 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 250 N/A N/A