Raymond James Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
JAMES THOMAS A director, officer: Chairman Eme..
Common Stock 213,784 N/A N/A
Sale
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 25,000 N/A N/A
Option
ZANK DENNIS W officer: Chief Operating Officer
Common Stock 30,000 N/A N/A
Sale
JULIEN JEFFREY P officer: Executive VP - Fin
Common Stock 11,908 N/A N/A
Sale
ZANK DENNIS W officer: Chief Operating Officer
Common Stock 19,861 N/A N/A
Option
ARMSTRONG KENNETH E officer: Assistant Secretary
Employee Stock Option (right to buy) 240 N/A N/A
Option
ARMSTRONG KENNETH E officer: Assistant Secretary
Common Stock 240 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Employee Stock Option (right to buy) 5,000 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Common Stock 5,000 N/A N/A
Option
JULIEN JEFFREY P officer: Executive VP - Fin
Common Stock 1,200 N/A N/A
Option
JULIEN JEFFREY P officer: Executive VP - Fin
Employee Stock Option (right to buy) 1,200 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 5,000 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Common Stock 5,000 N/A N/A
Option
SALTZMAN ROBERT director
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
SALTZMAN ROBERT director
Common Stock 2,500 N/A N/A
Option
MATECKI PAUL officer: Sr. VP - General Counsel
Employee Stock Option (right to buy) 5,000 N/A N/A
Option
MATECKI PAUL officer: Sr. VP - General Counsel
Common Stock 5,000 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 3,835 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Employee Stock Option (right to buy) 3,835 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 8,996 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Employee Stock Option (right to buy) 8,996 N/A N/A
Option
SIMMONS HARDWICK director
Common Stock 5,000 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 152 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 14,169 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Employee Stock Option (right to buy) 14,169 N/A N/A
Option
SIMMONS HARDWICK director
Employee Stock Option (right to buy) 2,500 N/A N/A
Purchase
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 165 N/A N/A
Option
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 15,600 N/A N/A
Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mg..
Employee Stock Option (right to buy) 7,500 N/A N/A
Option
STORY SUSAN N director
Common Stock 2,500 N/A N/A
Option
RANEY STEVEN M officer: President & CEO RJBank
Employee Stock Option (right to buy) 15,600 N/A N/A
Option
STORY SUSAN N director
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
HABERMEYER H WILLIAM JR director
Employee Stock Option (right to buy) 2,500 N/A N/A
Sale
HABERMEYER H WILLIAM JR director
Common Stock 5,000 N/A N/A
Sale
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 14,200 N/A N/A
Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mg..
Common Stock 7,500 N/A N/A
Option
HABERMEYER H WILLIAM JR director
Common Stock 5,000 N/A N/A
Sale
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 1,500 N/A N/A
Option
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 1,500 N/A N/A
Option
RANEY STEVEN M officer: President & CEO RJBank
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
ALLISON PAUL D officer: Chair, President & CEO..
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
ALLISON PAUL D officer: Chair, President & CEO..
Common Stock 15,000 N/A N/A
Option
ARMSTRONG KENNETH E officer: Assistant Secretary
Common Stock 960 N/A N/A
Option
ARMSTRONG KENNETH E officer: Assistant Secretary
Employee Stock Option (right to buy) 960 N/A N/A
Option
BROADER SHELLEY G. director
Common Stock 2,500 N/A N/A
Sale
BROADER SHELLEY G. director
Common Stock 2,500 N/A N/A
Option
BROADER SHELLEY G. director
Employee Stock Option (right to buy) 2,500 N/A N/A
Sale
JAMES THOMAS A director, officer: Chairman Eme..
Common Stock 90,000 N/A N/A
Sale
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 2,130 N/A N/A
Sale
JULIEN JEFFREY P officer: Executive VP - Fin
Common Stock 15,000 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.