Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 3,956 N/A N/A Option
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Employee Stock Option (right to buy) 6,750 N/A N/A Option
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Common Stock 6,750 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Employee Stock Option (right to buy) 6,750 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 6,750 N/A N/A Sale
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 18,000 N/A N/A Option
HABERMEYER H WILLIAM JR director director
Employee Stock Option (right to buy) 3,375 N/A N/A Option
HABERMEYER H WILLIAM JR director director
Common Stock 3,375 N/A N/A Option
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 18,000 N/A N/A Option
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Employee Stock Option (right to buy) 18,000 N/A N/A Option
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Employee Stock Option (right to buy) 5,400 N/A N/A Option
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 18,000 N/A N/A Sale
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 18,000 N/A N/A Option
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 16,200 N/A N/A Option
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 16,200 N/A N/A Sale
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 13,650 N/A N/A Sale
HABERMEYER H WILLIAM JR director director
Common Stock 3,375 N/A N/A Option
SIMMONS HARDWICK director director
Employee Stock Option (right to buy) 3,375 N/A N/A Option
SIMMONS HARDWICK director director
Common Stock 3,375 N/A N/A Purchase
STORY SUSAN N director director
Common Stock 400 N/A N/A Sale
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 10,000 N/A N/A Purchase
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 216 N/A N/A Purchase
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 494 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 304 N/A N/A Purchase
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Common Stock 1,000 N/A N/A Sale
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 10,000 N/A N/A Sale
TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..
Common Stock 6,500 N/A N/A Sale
TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..
Common Stock 8,000 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Option (right to buy) 7,200 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 7,200 N/A N/A Sale
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 5,000 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 14,044 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 14,044 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 185 N/A N/A Sale
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 53,013 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 197 N/A N/A Purchase
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 214 N/A N/A Purchase
STORY SUSAN N director director
Common Stock 500 N/A N/A Purchase
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 N/A N/A Purchase
AVERITT RICHARD G officer: CEO - RJFS officer: CEO - RJFS
Common Stock 1,000 N/A N/A Purchase
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 1,000 N/A N/A Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary officer: Assistant Secretary
Common Stock 1,000 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 256 N/A N/A Purchase
BAILEY PETER officer: President & CEO RJ Ltd. officer: President & CEO RJ Ltd.
Common Stock 1,000 N/A N/A Purchase
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 370 N/A N/A Purchase
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 8 N/A N/A Purchase
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 1,000 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 24,000 N/A N/A Purchase
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 2,000 N/A N/A Option
SALTZMAN ROBERT director director
Employee Stock Option (right to buy) 2,500 N/A N/A