Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 1,500 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 1,000 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 1,000 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 1,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 2,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 1,000 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Employee Stock Option (right to buy) 12,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 12,500 N/A N/A Sale
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 464 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Employee Stock Option (right to buy) 1,582 N/A N/A Sale
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 17,360 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 1,582 N/A N/A Sale
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 1,950 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Employee Stock Option (right to buy) 12,500 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 12,500 N/A N/A Sale
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 6,395 N/A N/A Option
DUTKOWSKY ROBERT M director director
Common Stock 662 N/A N/A Option
DUTKOWSKY ROBERT M director director
Restricted Stock Units 662 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 5,000 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 5,000 N/A N/A Sale
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 8,398 N/A N/A Sale
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 1,200 N/A N/A Sale
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 15,756 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 10,426 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 10,426 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 5,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 5,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 2,926 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 2,926 N/A N/A Sale
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 725 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 3,000 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Restricted Stock Units 3,000 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Employee Stock Option (Right to buy) 5,000 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 5,000 N/A N/A Sale
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 2,926 N/A N/A Sale
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 5,000 N/A N/A Sale
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 13,157 N/A N/A Sale
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 28,073 N/A N/A Sale
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 60,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 200 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 200 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Employee Stock Option (right to buy) 2,503 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 2,503 N/A N/A Option
STORY SUSAN N director director
Restricted Stock Units 1,644 N/A N/A Option
SALTZMAN ROBERT director director
Common Stock 1,644 N/A N/A Option
VON ARENTSCHILDT CHARLES director director
Common Stock 1,644 N/A N/A Option
MCGEARY RODERICK C director director
Common Stock 1,644 N/A N/A Option
MCGEARY RODERICK C director director
Restricted Stock Units 1,644 N/A N/A Option
SALTZMAN ROBERT director director
Restricted Stock Units 1,644 N/A N/A