Raymond James Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
JOHNSON GORDON L director
Common Stock 800 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 165 N/A N/A
Purchase
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 179 N/A N/A
Sale
SAYLER VAN C officer: Senior Vice President
Common Stock 5,000 N/A N/A
Purchase
RANEY STEVEN M officer: President & CEO RJBank
Common Stock 165 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 152 N/A N/A
Sale
SAYLER VAN C officer: Senior Vice President
Common Stock 50,212 N/A N/A
Sale
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 11,972 N/A N/A
Option
EITEL JOHN TIMOTHY officer: Chief Information Offi..
Common Stock 15,000 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Common Stock 9,000 N/A N/A
Option
EITEL JOHN TIMOTHY officer: Chief Information Offi..
Employee Stock Option (right to buy) 15,000 N/A N/A
Sale
RIESS RICHARD K officer: Executive Vice President
Common Stock 9,000 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Employee Stock Option (right to buy) 9,000 N/A N/A
Option
REILLY PAUL C director, officer: Chairman & CEO
Employee Stock Option (right to buy) 2,250 N/A N/A
Option
REILLY PAUL C director, officer: Chairman & CEO
Common Stock 2,250 N/A N/A
Option
SIMMONS HARDWICK director
Employee Stock Option (right to buy) 1,650 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 2,250 N/A N/A
Sale
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 2,000 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Employee Stock Option (right to buy) 2,250 N/A N/A
Option
SIMMONS HARDWICK director
Common Stock 1,650 N/A N/A
Sale
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 20,000 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Employee Stock Option (right to buy) 3,750 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Common Stock 3,750 N/A N/A
Sale
RIESS RICHARD K officer: Executive Vice President
Common Stock 3,750 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Common Stock 1,200 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 1,200 N/A N/A
Option
HABERMEYER H WILLIAM JR director
Common Stock 2,250 N/A N/A
Sale
HABERMEYER H WILLIAM JR director
Common Stock 2,250 N/A N/A
Option
HABERMEYER H WILLIAM JR director
Employee Stock Option (right to buy) 2,250 N/A N/A
Sale
RIESS RICHARD K officer: Executive Vice President
Common Stock 11,250 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Common Stock 11,250 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Employee Stock Option (right to buy) 11,250 N/A N/A
Option
MATECKI PAUL officer: Sr. VP - General Counsel
Employee Stock Option (right to buy) 6,000 N/A N/A
Option
MATECKI PAUL officer: Sr. VP - General Counsel
Common Stock 6,000 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Common Stock 6,000 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Employee Stock Option (right to buy) 6,000 N/A N/A
Sale
AVERITT RICHARD G officer: CEO - RJFS
Common Stock 50,000 N/A N/A
Sale
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 20,000 N/A N/A
Option
SIMMONS HARDWICK director
Employee Stock Option (right to buy) 600 N/A N/A
Option
SIMMONS HARDWICK director
Common Stock 600 N/A N/A
Sale
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 20,000 N/A N/A
Sale
SHIELDS KENNETH A director
Common Stock 15,000 N/A N/A
Option
SHIELDS KENNETH A director
Employee Stock Option (right to buy) 15,000 N/A N/A
Sale
RIESS RICHARD K officer: Executive Vice President
Common Stock 9,689 N/A N/A
Option
SHIELDS KENNETH A director
Common Stock 15,000 N/A N/A
Purchase
AVERITT RICHARD G officer: CEO - RJFS
Common Stock 557 N/A N/A
Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary
Common Stock 288 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 196 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Common Stock 4,800 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 4,800 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.