Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 3,473 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 3,969 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 1,092 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 2,507 N/A N/A Option
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Restricted Stock Units 5,459 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 2,084 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 4,466 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 2,084 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 3,473 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 338 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 2,507 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 9,179 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 1,290 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 4,466 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 3,969 N/A N/A Sale
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 6,447 $96.15 $619,892 Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 43,662 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 3,846 N/A N/A Option
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 5,459 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 3,473 N/A N/A Option
SHOUKRY PAUL M officer: CFO and Treasurer officer: CFO and Treasurer
Common Stock 716 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 1,092 N/A N/A Sale
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 5,000 $96.12 $480,600 Option
DEBEL MARLENE director director
Common Stock 605 N/A N/A Option
DEBEL MARLENE director director
Restricted Stock Units 605 N/A N/A Sale
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 3,400 $100.05 $340,177 Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 7,500 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 7,500 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 3,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 1,500 N/A N/A Option
OORLOG JONATHAN W JR officer: Senior VP and Controller officer: Senior VP and Controller
Common Stock 450 N/A N/A Option
OORLOG JONATHAN W JR officer: Senior VP and Controller officer: Senior VP and Controller
Restricted Stock Units 1,800 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 300 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 8,100 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 6,750 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 4,200 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 3,300 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 3,000 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 7,500 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Restricted Stock Units 7,500 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 3,000 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Restricted Stock Units 7,500 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 7,800 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 3,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 3,600 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 3,000 N/A N/A Option
SHOUKRY PAUL M officer: CFO and Treasurer officer: CFO and Treasurer
Restricted Stock Units 3,600 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Restricted Stock Units 4,800 N/A N/A Option
SHOUKRY PAUL M officer: CFO and Treasurer officer: CFO and Treasurer
Common Stock 900 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 7,500 N/A N/A