Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 9,000 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 9,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 4,500 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Employee Stock Option (right to buy) 4,500 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 185 N/A N/A Option
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 15,075 N/A N/A Option
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 15,075 N/A N/A Option
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 18,481 N/A N/A Option
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Employee Stock Option (right to buy) 18,481 N/A N/A Sale
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 4,761 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 13,430 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 13,430 N/A N/A Purchase
HABERMEYER H WILLIAM JR director director
Common Stock 1,000 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 6,264 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 207 N/A N/A Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary officer: Assistant Secretary
Common Stock 138 N/A N/A Option
BAILEY PETER officer: President & CEO RJ Ltd. officer: President & CEO RJ Ltd.
Employee Stock Option (right to buy) 5,625 N/A N/A Option
BAILEY PETER officer: President & CEO RJ Ltd. officer: President & CEO RJ Ltd.
Common Stock 5,625 N/A N/A Sale
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 6,500 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 196 N/A N/A Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary officer: Assistant Secretary
Common Stock 400 N/A N/A Purchase
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 851 N/A N/A Sale
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Common Stock 50 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 132 N/A N/A Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary officer: Assistant Secretary
Common Stock 215 N/A N/A Option
SINK ALEX officer: Senior Vice President officer: Senior Vice President
Employee Stock Option (right to buy) 1,500 N/A N/A Option
HABERMEYER H WILLIAM JR director director
Employee Stock Option (right to buy) 1,500 N/A N/A Option
SIMMONS HARDWICK director director
Employee Stock Option (right to buy) 1,500 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Employee Stock Option (right to buy) 1,500 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Employee Stock Option (right to buy) 1,500 N/A N/A Option
MARSHALL PAUL W director director
Employee Stock Option (right to buy) 1,500 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 371 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Employee Stock Option (right to buy) 371 N/A N/A Sale
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 371 N/A N/A Sale
BULKLEY JONATHAN A director director
Common Stock 4,650 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 25,000 N/A N/A Sale
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 10,700 N/A N/A Option
SHIELDS KENNETH A director director
Common Stock 12,000 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 12,000 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 12,000 N/A N/A Sale
MARSHALL PAUL W director director
Common Stock 2,250 N/A N/A Sale
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 26,800 N/A N/A Option
MARSHALL PAUL W director director
Employee Stock Option (right to buy) 2,250 N/A N/A Sale
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 9,750 N/A N/A Option
MARSHALL PAUL W director director
Common Stock 2,250 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 1,125 N/A N/A Sale
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 664 N/A N/A Sale
AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..
Common Stock 800 N/A N/A Sale
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 62,500 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 21,000 N/A N/A