Raymond James Financial
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 9,000 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Common Stock 9,000 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Common Stock 4,500 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Employee Stock Option (right to buy) 4,500 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 185 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Common Stock 15,075 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Employee Stock Option (right to buy) 15,075 N/A N/A
Option
SAYLER VAN C officer: Senior Vice President
Common Stock 18,481 N/A N/A
Option
SAYLER VAN C officer: Senior Vice President
Employee Stock Option (right to buy) 18,481 N/A N/A
Sale
RIESS RICHARD K officer: Executive Vice President
Common Stock 4,761 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Employee Stock Option (right to buy) 13,430 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 13,430 N/A N/A
Purchase
HABERMEYER H WILLIAM JR director
Common Stock 1,000 N/A N/A
Sale
SHIELDS KENNETH A director
Common Stock 6,264 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 207 N/A N/A
Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary
Common Stock 138 N/A N/A
Option
BAILEY PETER officer: President & CEO RJ Ltd.
Employee Stock Option (right to buy) 5,625 N/A N/A
Option
BAILEY PETER officer: President & CEO RJ Ltd.
Common Stock 5,625 N/A N/A
Sale
SAYLER VAN C officer: Senior Vice President
Common Stock 6,500 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 196 N/A N/A
Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary
Common Stock 400 N/A N/A
Purchase
JULIEN JEFFREY P officer: Executive VP - Fin
Common Stock 851 N/A N/A
Sale
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 50 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 132 N/A N/A
Purchase
ARMSTRONG KENNETH E officer: Assistant Secretary
Common Stock 215 N/A N/A
Option
SINK ALEX officer: Senior Vice President
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
HABERMEYER H WILLIAM JR director
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
SIMMONS HARDWICK director
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
REILLY PAUL C director, officer: Chairman & CEO
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
MARSHALL PAUL W director
Employee Stock Option (right to buy) 1,500 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 371 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Employee Stock Option (right to buy) 371 N/A N/A
Sale
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 371 N/A N/A
Sale
BULKLEY JONATHAN A director
Common Stock 4,650 N/A N/A
Sale
SHIELDS KENNETH A director
Common Stock 25,000 N/A N/A
Sale
GODBOLD FRANCIS S director, officer: Vice Chairman
Common Stock 10,700 N/A N/A
Option
SHIELDS KENNETH A director
Common Stock 12,000 N/A N/A
Sale
SHIELDS KENNETH A director
Common Stock 12,000 N/A N/A
Option
SHIELDS KENNETH A director
Employee Stock Option (right to buy) 12,000 N/A N/A
Sale
MARSHALL PAUL W director
Common Stock 2,250 N/A N/A
Sale
GODBOLD FRANCIS S director, officer: Vice Chairman
Common Stock 26,800 N/A N/A
Option
MARSHALL PAUL W director
Employee Stock Option (right to buy) 2,250 N/A N/A
Sale
RIESS RICHARD K officer: Executive Vice President
Common Stock 9,750 N/A N/A
Option
MARSHALL PAUL W director
Common Stock 2,250 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 1,125 N/A N/A
Sale
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 664 N/A N/A
Sale
AUGENBRAUN BARRY S officer: Sr. VP - Corporate Sec..
Common Stock 800 N/A N/A
Sale
GODBOLD FRANCIS S director, officer: Vice Chairman
Common Stock 62,500 N/A N/A
Sale
SHIELDS KENNETH A director
Common Stock 21,000 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.