Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Employee Stock Option (right to buy) 1,125 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 21,000 N/A N/A Option
SHIELDS KENNETH A director director
Common Stock 21,000 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 3,046 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 3,046 N/A N/A Purchase
AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..
Common Stock 14 N/A N/A Option
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Common Stock 4,800 N/A N/A Option
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Employee Stock Option (Right to buy 4,800 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 11,500 N/A N/A Sale
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 60,200 N/A N/A Sale
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 3,690 N/A N/A Sale
BULKLEY JONATHAN A director director
Common Stock 2,850 N/A N/A Option
SHIELDS KENNETH A director director
Common Stock 25,000 N/A N/A Option
BULKLEY JONATHAN A director director
Common Stock 4,500 N/A N/A Option
BULKLEY JONATHAN A director director
Employee Stock Option (right to buy) 2,250 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 25,000 N/A N/A Sale
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 9,726 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 9,700 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 20,300 N/A N/A Sale
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 39,800 N/A N/A Option
SHIELDS KENNETH A director director
Common Stock 30,000 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 30,000 N/A N/A Option
TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 9,919 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 10,000 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 4,000 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 10,000 N/A N/A Option
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 10,000 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 19,000 N/A N/A Option
AVERITT RICHARD G officer: CEO - RJFS officer: CEO - RJFS
Employee Stock Option (right to buy) 10,000 N/A N/A Option
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Employee Stock Option (right to buy) 10,000 N/A N/A Option
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Employee Stock Option (right to buy) 10,000 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Option (right to buy) 9,919 N/A N/A Option
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Employee Stock Option (Right to buy 4,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Employee Stock Option (right to buy) 4,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 10,000 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Employee Stock Option (right to buy) 10,000 N/A N/A Option
SHIELDS KENNETH A director director
Common Stock 19,000 N/A N/A Sale
SHIELDS KENNETH A director director
Common Stock 19,000 N/A N/A Sale
SHIELDS KENNETH A director director
Common Ctock 10,000 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 156 N/A N/A Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 10,000 N/A N/A Option
SHIELDS KENNETH A director director
Common Stock 10,000 N/A N/A Sale
BULKLEY JONATHAN A director director
Common Stock 3,000 N/A N/A Sale
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 14,778 N/A N/A Sale
BULKLEY JONATHAN A director director
Common Stock 3,000 N/A N/A Purchase
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 12 N/A N/A Purchase
AUGENBRAUN BARRY S officer: Sr. VP - Corporate Secretary officer: Sr. VP - Corporate Sec..
Common Stock 12 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 189 N/A N/A Sale
BULKLEY JONATHAN A director director
Common Stock 1,000 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 1,879 N/A N/A