Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Restricted Stock Units 1,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 1,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Restricted Stock Units 1,500 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 1,500 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 1,500 N/A N/A Option
CARTER HORACE officer: President, Fixed Income officer: President, Fixed Income
Common Stock 750 N/A N/A Option
REILLY PAUL C director, officer: Chair & CEO director, officer: Chair & CEO
Common Stock 3,750 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Restricted Stock Units 1,500 N/A N/A Option
CARTER HORACE officer: President, Fixed Income officer: President, Fixed Income
Restricted Stock Units 750 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 900 N/A N/A Option
SHOUKRY PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 1,500 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 1,500 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 1,500 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 1,500 N/A N/A Option
REILLY PAUL C director, officer: Chair & CEO director, officer: Chair & CEO
Restricted Stock Units 3,750 N/A N/A Option
SHOUKRY PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 1,500 N/A N/A Option
AISENBREY CHRISTOPHER S officer: Chief Human Resources Off.. officer: Chief Human Resources ..
Common Stock 900 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 1,500 N/A N/A Sale
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 8,044 $99.41 $799,630 Option
COULTER JAMES ROBERT EDWARD officer: Director & CEO, RJ Ltd. officer: Director & CEO, RJ Ltd.
Restricted Stock Units 3,203 N/A N/A Option
COULTER JAMES ROBERT EDWARD officer: Director & CEO, RJ Ltd. officer: Director & CEO, RJ Ltd.
Common Stock 3,203 N/A N/A Sale
CARTER HORACE officer: President, Fixed Income officer: President, Fixed Income
Common Stock 3,753 $109.12 $409,527 Sale
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 5,281 $96.36 $508,882 Option
JOHNSON GORDON L director director
Restricted Stock Units 327 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 1,683 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 1,683 N/A N/A Option
DEBEL MARLENE director director
Restricted Stock Units 1,683 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 327 N/A N/A Option
SESHADRI RAJ director director
Common Stock 1,683 N/A N/A Option
DEBEL MARLENE director director
Common Stock 1,683 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 164 N/A N/A Option
SESHADRI RAJ director director
Restricted Stock Units 1,683 N/A N/A Option
MCGEARY RODERICK C director director
Restricted Stock Units 1,683 N/A N/A Option
MCGEARY RODERICK C director director
Common Stock 1,683 N/A N/A Option
ESTY BENJAMIN director director
Common Stock 1,683 N/A N/A Option
DUTKOWSKY ROBERT M director director
Restricted Stock Units 1,683 N/A N/A Option
ESTY BENJAMIN director director
Restricted Stock Units 1,683 N/A N/A Option
EDWARDS JEFFREY N director director
Common Stock 1,683 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 164 N/A N/A Option
EDWARDS JEFFREY N director director
Restricted Stock Units 1,683 N/A N/A Option
STORY SUSAN N director director
Restricted Stock Units 1,683 N/A N/A Option
GATES ANNE director director
Common Stock 1,683 N/A N/A Option
STORY SUSAN N director director
Common Stock 1,683 N/A N/A Option
DUTKOWSKY ROBERT M director director
Common Stock 1,683 N/A N/A Option
GATES ANNE director director
Restricted Stock Units 1,683 N/A N/A Sale
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 6,343 $112.3 $712,319 Sale
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 5,577 $107.58 $599,974 Sale
REILLY PAUL C officer: Chair & CEO officer: Chair & CEO
Common Stock 24,016 $111.27 $2,672,332 Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 4,019 N/A N/A Option
JAMES THOMAS A officer: Chairman Emeritus officer: Chairman Emeritus
Restricted Stock Units 824 N/A N/A