Option
EDWARDS JEFFREY N director director
Restricted Stock Units 1,481 N/A N/A Option
GATES ANNE director director
Restricted Stock Units 1,481 N/A N/A Option
EDWARDS JEFFREY N director director
Common Stock 1,481 N/A N/A Option
STORY SUSAN N director director
Common Stock 1,481 N/A N/A Option
SESHADRI RAJ director director
Common Stock 1,481 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 60 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 60 N/A N/A Sale
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 48,018 $112.94 $5,423,297 Sale
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 120,604 $111.44 $13,440,110 Sale
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 81,378 N/A N/A Sale
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 7,000 $100.95 $706,657 Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Employee Stock Option (right to buy) 12,500 $55.49 $693,625 Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 12,500 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 8,977 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Restricted Stock Units 1,803 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Common Stock 534 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 1,616 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 2,669 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 2,020 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 2,020 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 21,930 N/A N/A Option
SHOUKRY PAUL M officer: CFO and Treasurer officer: CFO and Treasurer
Common Stock 96 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 2,164 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 1,090 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 2,164 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 21,930 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 2,669 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 1,616 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 1,090 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 8,977 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 981 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 2,308 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 1,803 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 262 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 1,255 N/A N/A Option
SHOUKRY PAUL M officer: CFO and Treasurer officer: CFO and Treasurer
Restricted Stock Units 96 N/A N/A Option
SANTELLI JONATHAN N officer: EVP, Gen Counsel, Secy officer: EVP, Gen Counsel, Secy
Restricted Stock Units 534 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 1,255 N/A N/A Option
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 3,174 N/A N/A Option
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Restricted Stock Units 3,174 N/A N/A Sale
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 3,224 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Restricted Stock Units 262 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 981 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 2,308 N/A N/A Sale
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 13,816 N/A N/A Sale
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 5,313 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 12,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Employee Stock Option (right to buy) 12,500 N/A N/A Sale
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 4,891 $96.45 $471,757 Sale
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 4,891 N/A N/A