Option
JOHNSON GORDON L director director
Restricted Stock Units 1,921 N/A N/A Option
SALTZMAN ROBERT director director
Common Stock 1,644 N/A N/A Option
SALTZMAN ROBERT director director
Restricted Stock Units 1,644 N/A N/A Option
VON ARENTSCHILDT CHARLES director director
Common Stock 1,644 N/A N/A Option
BROADER SHELLEY G. director director
Restricted Stock Units 1,644 N/A N/A Option
GATES ANNE director director
Common Stock 1,617 N/A N/A Option
ESTY BENJAMIN director director
Common Stock 1,644 N/A N/A Option
ESTY BENJAMIN director director
Restricted Stock Units 1,644 N/A N/A Option
EDWARDS JEFFREY N director director
Common Stock 1,644 N/A N/A Option
GATES ANNE director director
Restricted Stock Units 1,617 N/A N/A Option
EDWARDS JEFFREY N director director
Restricted Stock Units 1,644 N/A N/A Option
STORY SUSAN N director director
Common Stock 1,644 N/A N/A Option
STORY SUSAN N director director
Restricted Stock Units 400 N/A N/A Option
BROADER SHELLEY G. director director
Restricted Stock Units 400 N/A N/A Option
BROADER SHELLEY G. director director
Common Stock 400 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 520 N/A N/A Option
SALTZMAN ROBERT director director
Common Stock 400 N/A N/A Option
SALTZMAN ROBERT director director
Restricted Stock Units 400 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 520 N/A N/A Option
ESTY BENJAMIN director director
Common Stock 400 N/A N/A Option
ESTY BENJAMIN director director
Restricted Stock Units 400 N/A N/A Option
EDWARDS JEFFREY N director director
Common Stock 400 N/A N/A Option
EDWARDS JEFFREY N director director
Restricted Stock Units 400 N/A N/A Option
STORY SUSAN N director director
Common Stock 400 N/A N/A Option
JOHNSON GORDON L director director
Restricted Stock Units 180 N/A N/A Option
JOHNSON GORDON L director director
Common Stock 180 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 200 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 200 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 2,240 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 1,895 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 2,326 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 3,877 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Common Stock 1,420 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 2,240 N/A N/A Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 1,420 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 861 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 4,415 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 1,723 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 861 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 765 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 2,326 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 1,723 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 765 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 4,415 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 10,529 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 2,240 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 3,877 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Restricted Stock Units 306 N/A N/A Option
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Common Stock 3,877 N/A N/A Option
JAMES THOMAS A director, officer: Chairman Emeritus director, officer: Chairman Eme..
Restricted Stock Units 3,877 N/A N/A