Option
ALLISON PAUL D officer: Chair, President & CEO RJ Ltd. officer: Chair, President & CEO..
Restricted Stock Units 1,420 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 1,895 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 306 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 20,891 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 1,723 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 10,529 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Employee Stock Option (right to buy) 2,064 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 2,064 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 2,074 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 2,074 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 206 N/A N/A Sale
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 6,611 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Restricted Stock Units 206 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 5,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Employee Stock Option (right to buy) 5,000 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Restricted Stock Units 2,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 7,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Employee Stock Option (right to buy) 5,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 2,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 2,000 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Common Stock 2,000 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 2,000 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 1,000 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 1,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,000 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 2,000 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 2,000 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Restricted Stock Units 840 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Common Stock 600 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Restricted Stock Units 2,580 N/A N/A Option
PERRY JODI officer: President, ICD for RJFS officer: President, ICD for RJFS
Restricted Stock Units 600 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 120 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 2,580 N/A N/A Option
BUNN JAMES E officer: Pres-GlobEq&Inv Banking-RJA officer: Pres-GlobEq&Inv Bankin..
Common Stock 840 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Restricted Stock Units 120 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Restricted Stock Units 3,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Restricted Stock Units 4,500 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Common Stock 3,000 N/A N/A Option
RANEY STEVEN M officer: President & CEO RJBank officer: President & CEO RJBank
Restricted Stock Units 3,000 N/A N/A Option
CURTIS SCOTT A officer: President, PCG officer: President, PCG
Common Stock 4,500 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 3,000 N/A N/A Option
ALLAIRE BELLA LOYKHTER officer: Executive Vice President-RJA officer: Executive Vice Preside..
Common Stock 4,500 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Restricted Stock Units 3,000 N/A N/A Option
DOWDLE JEFFREY A officer: COO & Head of Asset Mgmt. officer: COO & Head of Asset Mg..
Common Stock 3,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 900 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 3,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 900 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 3,000 N/A N/A Option
ELWYN TASHTEGO S officer: CEO & President - RJA officer: CEO & President - RJA
Restricted Stock Units 4,500 N/A N/A Option
CARSON JOHN C JR. officer: President officer: President
Common Stock 3,000 N/A N/A