Raymond James Financial
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
SHIELDS KENNETH A director
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
SIMMONS HARDWICK director
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
REILLY PAUL C director, officer: Chairman & CEO
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
BROADER SHELLEY G. director
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
HABERMEYER H WILLIAM JR director
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Employee Stock Option (right to buy) 2,500 N/A N/A
Option
STORY SUSAN N director
Employee Stock Option (right to buy) 2,500 N/A N/A
Purchase
RIESS RICHARD K officer: Executive Vice President
Common Stock 10,000 N/A N/A
Option
TREMAINE THOMAS R officer: Executive Vice Preside..
Common Stock 11,250 N/A N/A
Option
TREMAINE THOMAS R officer: Executive Vice Preside..
Employee Stock Option (right to buy) 11,250 N/A N/A
Option
HELCK CHESTER B director, officer: Executive Vi..
Employee Stock Option (right to buy) 7,130 N/A N/A
Option
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 7,130 N/A N/A
Option
EITEL JOHN TIMOTHY officer: Chief Information Offi..
Common Stock 11,250 N/A N/A
Purchase
SIMMONS HARDWICK director
Common Stock 5,000 N/A N/A
Option
EITEL JOHN TIMOTHY officer: Chief Information Offi..
Employee Stock Option (right to buy) 11,250 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Employee Stock Option (right to buy) 2,819 N/A N/A
Option
BIEVER ANGELA officer: Chief Administrative O..
Common Stock 2,819 N/A N/A
Purchase
JULIEN JEFFREY P officer: Executive VP - Fin
Common Stock 10,000 N/A N/A
Purchase
GODBOLD FRANCIS S director, officer: Vice Chairman
Common Stock 100,000 N/A N/A
Purchase
ZANK DENNIS W officer: Chief Operating Officer
Common Stock 4,000 N/A N/A
Option
HELCK CHESTER B director, officer: Executive Vi..
Employee Stock Option (right to buy) 49,141 N/A N/A
Option
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 49,141 N/A N/A
Option
MARSHALL PAUL W director
Employee Stock Option (right to buy) 3,375 N/A N/A
Option
MARSHALL PAUL W director
Common Stock 3,375 N/A N/A
Option
AVERITT RICHARD G officer: CEO - RJFS
Employee Stock Option (right to buy) 42,597 N/A N/A
Option
AVERITT RICHARD G officer: CEO - RJFS
Common Stock 56,250 N/A N/A
Option
HELCK CHESTER B director, officer: Executive Vi..
Common Stock 50,000 N/A N/A
Option
HELCK CHESTER B director, officer: Executive Vi..
Employee Stock Option (right to buy) 50,000 N/A N/A
Option
ZANK DENNIS W officer: Chief Operating Officer
Employee Stock Option (right to buy) 53,195 N/A N/A
Option
ZANK DENNIS W officer: Chief Operating Officer
Common Stock 56,250 N/A N/A
Purchase
ZANK DENNIS W officer: Chief Operating Officer
Common Stock 3,000 N/A N/A
Option
ZANK DENNIS W officer: Chief Operating Officer
Common Stock 4,019 N/A N/A
Purchase
SALTZMAN ROBERT director
Common Stock 1,000 N/A N/A
Purchase
ACKART JENNIFER C officer: SVP, Controller & CAO
Common Stock 769 N/A N/A
Purchase
AVERITT RICHARD G officer: CEO - RJFS
Common Stock 769 N/A N/A
Purchase
TROCIN JEFFREY E officer: Vice Chairman
Common Stock 177 N/A N/A
Purchase
MATECKI PAUL officer: Sr. VP - General Counsel
Common Stock 769 N/A N/A
Purchase
JULIEN JEFFREY P officer: Executive VP - Fin
Common Stock 769 N/A N/A
Sale
SAYLER VAN C officer: Senior Vice President
Common Stock 7,500 N/A N/A
Option
ZANK DENNIS W officer: Chief Operating Officer
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
ACKART JENNIFER C officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 5,000 N/A N/A
Option
ARMSTRONG KENNETH E officer: Assistant Secretary
Employee Stock Option (right to buy) 1,200 N/A N/A
Option
TROCIN JEFFREY E officer: Vice Chairman
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
RIESS RICHARD K officer: Executive Vice President
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
TREMAINE THOMAS R officer: Executive Vice Preside..
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
SAYLER VAN C officer: Senior Vice President
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
EITEL JOHN TIMOTHY officer: Chief Information Offi..
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
JULIEN JEFFREY P officer: Executive VP - Fin
Employee Stock Option (right to buy) 15,000 N/A N/A
Option
CATANESE GEORGE officer: Chief Risk Officer
Employee Stock Option (right to buy) 5,000 N/A N/A
Option
AVERITT RICHARD G officer: CEO - RJFS
Employee Stock Option (right to buy) 15,000 N/A N/A

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.