Option
SHIELDS KENNETH A director director
Employee Stock Option (right to buy) 2,500 N/A N/A Option
SIMMONS HARDWICK director director
Employee Stock Option (right to buy) 2,500 N/A N/A Option
REILLY PAUL C director, officer: Chairman & CEO director, officer: Chairman & CEO
Employee Stock Option (right to buy) 2,500 N/A N/A Option
BROADER SHELLEY G. director director
Employee Stock Option (right to buy) 2,500 N/A N/A Option
HABERMEYER H WILLIAM JR director director
Employee Stock Option (right to buy) 2,500 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Employee Stock Option (right to buy) 2,500 N/A N/A Option
STORY SUSAN N director director
Employee Stock Option (right to buy) 2,500 N/A N/A Purchase
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Common Stock 10,000 N/A N/A Option
TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..
Common Stock 11,250 N/A N/A Option
TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 11,250 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Employee Stock Option (right to buy) 7,130 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Common Stock 7,130 N/A N/A Option
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 11,250 N/A N/A Purchase
SIMMONS HARDWICK director director
Common Stock 5,000 N/A N/A Option
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Employee Stock Option (right to buy) 11,250 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Employee Stock Option (right to buy) 2,819 N/A N/A Option
BIEVER ANGELA officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 2,819 N/A N/A Purchase
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 10,000 N/A N/A Purchase
GODBOLD FRANCIS S director, officer: Vice Chairman director, officer: Vice Chairman
Common Stock 100,000 N/A N/A Purchase
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 4,000 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Employee Stock Option (right to buy) 49,141 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Common Stock 49,141 N/A N/A Option
MARSHALL PAUL W director director
Employee Stock Option (right to buy) 3,375 N/A N/A Option
MARSHALL PAUL W director director
Common Stock 3,375 N/A N/A Option
AVERITT RICHARD G officer: CEO - RJFS officer: CEO - RJFS
Employee Stock Option (right to buy) 42,597 N/A N/A Option
AVERITT RICHARD G officer: CEO - RJFS officer: CEO - RJFS
Common Stock 56,250 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Common Stock 50,000 N/A N/A Option
HELCK CHESTER B director, officer: Executive Vice President director, officer: Executive Vi..
Employee Stock Option (right to buy) 50,000 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Option (right to buy) 53,195 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 56,250 N/A N/A Purchase
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 3,000 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 4,019 N/A N/A Purchase
SALTZMAN ROBERT director director
Common Stock 1,000 N/A N/A Purchase
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Common Stock 769 N/A N/A Purchase
AVERITT RICHARD G officer: CEO - RJFS officer: CEO - RJFS
Common Stock 769 N/A N/A Purchase
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Common Stock 177 N/A N/A Purchase
MATECKI PAUL officer: Sr. VP - General Counsel officer: Sr. VP - General Counsel
Common Stock 769 N/A N/A Purchase
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Common Stock 769 N/A N/A Sale
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Common Stock 7,500 N/A N/A Option
ZANK DENNIS W officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Option (right to buy) 15,000 N/A N/A Option
ACKART JENNIFER C officer: SVP, Controller & CAO officer: SVP, Controller & CAO
Employee Stock Option (right to buy) 5,000 N/A N/A Option
ARMSTRONG KENNETH E officer: Assistant Secretary officer: Assistant Secretary
Employee Stock Option (right to buy) 1,200 N/A N/A Option
TROCIN JEFFREY E officer: Vice Chairman officer: Vice Chairman
Employee Stock Option (right to buy) 15,000 N/A N/A Option
RIESS RICHARD K officer: Executive Vice President officer: Executive Vice President
Employee Stock Option (right to buy) 15,000 N/A N/A Option
TREMAINE THOMAS R officer: Executive Vice President - RJA officer: Executive Vice Preside..
Employee Stock Option (right to buy) 15,000 N/A N/A Option
SAYLER VAN C officer: Senior Vice President officer: Senior Vice President
Employee Stock Option (right to buy) 15,000 N/A N/A Option
EITEL JOHN TIMOTHY officer: Chief Information Officer officer: Chief Information Offi..
Employee Stock Option (right to buy) 15,000 N/A N/A Option
JULIEN JEFFREY P officer: Executive VP - Fin officer: Executive VP - Fin
Employee Stock Option (right to buy) 15,000 N/A N/A Option
CATANESE GEORGE officer: Chief Risk Officer officer: Chief Risk Officer
Employee Stock Option (right to buy) 5,000 N/A N/A Option
AVERITT RICHARD G officer: CEO - RJFS officer: CEO - RJFS
Employee Stock Option (right to buy) 15,000 N/A N/A